| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SEEDS CAPITAL LIMITED (HK) | RO | Advising on securities | 2021-11-04 | - |
| RO | Asset management | 2021-11-04 | - | |
| Aspenwood Capital Limited | Rep | Advising on securities | 2020-10-19 | 2021-10-22 |
| Rep | Asset management | 2020-10-19 | 2021-10-22 | |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2013-01-15 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2009-08-31 | 2013-01-15 |
| Rep | Dealing in securities | 2009-06-24 | 2013-01-15 |
No HKMA registrations in the collected records.