| Jin Yi Financial Group Limited | RO | Advising on futures contracts | 2022-05-16 | - |
| RO | Advising on securities | 2022-05-16 | - |
| RO | Asset management | 2022-05-16 | - |
| RO | Dealing in futures contracts | 2022-05-16 | - |
| RO | Dealing in securities | 2022-05-16 | - |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-12-30 | 2022-03-31 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | 2020-03-31 | 2022-03-31 |
| RO | Asset management | 2020-03-31 | 2022-03-31 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2020-03-31 | 2022-03-31 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2020-03-26 | 2020-03-31 |
| Rep | Asset management | 2020-03-26 | 2020-03-31 |
| CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-04-26 | 2020-03-15 |
| RO | Asset management | 2019-04-26 | 2020-03-15 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2015-06-29 | 2019-03-31 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2013-02-19 | 2019-03-31 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-23 |
| Rep | Asset management | 2003-04-01 | 2004-07-23 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2019-03-31 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-23 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-23 |
| Rep | Asset management | 2003-04-01 | 2004-07-23 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-23 |
| Rep | Dealing in securities | 2003-04-01 | 2019-03-31 |