Personnel Hong Kong SFC License Details (ID 84780)

Personnel Hong Kong SFC License Details (ID 84780)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	RO	Advising on securities	2012-05-21	2018-12-08
	RO	Dealing in securities	2012-05-21	2018-12-08
KCG FUND MANAGEMENT LIMITED	RO	Advising on securities	2009-09-03	2012-05-01
	Rep	Asset management	2009-09-03	2012-05-01
KCG SECURITIES ASIA LIMITED	RO	Advising on securities	2009-05-13	2012-05-01
	RO	Dealing in securities	2008-10-29	2012-05-01
	Rep	Advising on corporate finance	-	2004-03-02
	Rep	Advising on securities	-	2004-03-02
	Rep	Asset management	-	2004-03-02
	Rep	Dealing in securities	-	2008-10-29