Xiong, Xiangdong (SFC:ANI717) 熊向東

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Mountain Asset Management Limited	RO	Asset management	2020-07-06	-
KCG FUND MANAGEMENT LIMITED	Rep	Advising on securities	2019-05-29	2019-06-26
	Rep	Asset management	2019-05-29	2019-06-26
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-05-29	2019-06-28
	Rep	Asset management	2019-05-29	2019-06-28
	Rep	Dealing in securities	2019-05-29	2019-06-28
	Rep	Advising on corporate finance	2016-03-23	2019-06-28
KCG FUND MANAGEMENT LIMITED	RO	Advising on securities	2010-11-08	2019-05-29
	RO	Asset management	2010-11-08	2019-05-29
KCG SECURITIES ASIA LIMITED	RO	Advising on securities	2010-03-11	2019-05-29
	RO	Asset management	2010-03-11	2019-05-29
	RO	Dealing in securities	2010-03-11	2019-05-29
	Rep	Asset management	2006-06-23	2010-03-11
	Rep	Dealing in securities	2006-06-23	2010-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.