Personnel Hong Kong SFC License Details (ID 84784)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	Rep	Advising on securities	2015-02-17	2020-09-01
	Rep	Dealing in securities	2015-02-17	2020-09-01
KCG SECURITIES ASIA LIMITED	RO	Dealing in securities	2011-02-25	2015-02-07
	Rep	Advising on securities	2010-03-25	2015-02-07
	Rep	Dealing in securities	2009-05-19	2011-02-25
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2005-03-01	2008-11-22