Personnel Hong Kong SFC License Details (ID 84804)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on securities	2016-12-22	-
	RO	Dealing in securities	2016-12-22	-
	Rep	Advising on securities	2016-11-07	2016-12-22
	Rep	Dealing in securities	2016-11-07	2016-12-22
CATHAY SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2015-08-10	2016-10-29
	RO	Dealing in securities	2015-08-10	2016-10-29
	Rep	Advising on securities	2015-08-07	2015-08-10
	Rep	Dealing in securities	2015-08-07	2015-08-10
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2012-12-03	2015-06-01
	RO	Dealing in securities	2012-12-03	2015-06-01
KGI SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2010-08-19	2015-06-01
KGI ASIA LIMITED	RO	Advising on securities	2010-07-30	2015-06-01
	RO	Dealing in securities	2010-07-30	2015-06-01
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-12-22	2013-02-21
KGI ASIA LIMITED	Rep	Dealing in securities	2009-09-07	2010-07-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-07	2015-06-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-07	2010-08-19
QMIS Securities Limited	RO	Dealing in securities	2009-07-24	2009-08-17
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-27	2008-03-14
	Rep	Dealing in securities	2006-10-27	2008-03-14