| KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | 2019-09-01 |
| RO | Dealing in securities | 2017-10-03 | 2019-09-01 |
| KGI CAPITAL ASIA LIMITED | RO | Dealing in securities | 2013-03-04 | 2019-09-01 |
| RO | Advising on securities | 2011-08-03 | 2019-09-01 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2010-08-30 | 2017-10-02 |
| RO | Dealing in securities | 2010-08-30 | 2017-10-02 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2008-02-11 | 2013-02-22 |
| KGI ASIA LIMITED | RO | Advising on securities | 2003-11-19 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2003-11-19 | 2019-09-01 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2003-11-19 | 2017-10-02 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-06-27 | 2005-02-26 |
| KGI ASIA LIMITED | RO | Providing automated trading services | 2003-06-27 | 2003-07-21 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-06-27 | 2019-09-01 |
| KGI ASIA LIMITED | RO | Advising on securities | - | 2003-06-27 |
| RO | Asset management | - | 2003-06-27 |
| RO | Dealing in securities | - | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-06-27 |
| Rep | Asset management | - | 2003-06-27 |
| Rep | Dealing in futures contracts | - | 2003-06-27 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | - | 2003-06-27 |
| RO | Asset management | - | 2003-06-27 |
| RO | Providing automated trading services | - | 2003-07-21 |
| RO | Dealing in securities | - | 2017-10-02 |