| KGI Asset Management Limited | RO | Advising on securities | 2023-12-22 | - |
| RO | Dealing in securities | 2023-12-22 | 2025-07-03 |
| RO | Asset management | 2019-11-15 | - |
| KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | - |
| RO | Dealing in securities | 2017-10-03 | - |
| KGI Asset Management Limited | Rep | Asset management | 2015-07-27 | 2019-11-15 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-12-19 | - |
| KGI ASIA LIMITED | RO | Advising on securities | 2008-01-10 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-01-10 | 2011-12-19 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2008-01-10 | 2017-10-02 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2006-07-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2006-07-07 | - |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2006-07-07 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-07-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2006-07-07 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-07-07 |
| CHRISTFUND FUTURES LIMITED | RO | Dealing in futures contracts | 2004-09-01 | 2006-05-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-09-01 |
| CHRISTFUND SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-07-28 |
| RO | Advising on securities | 2003-04-01 | 2004-07-28 |
| RO | Asset management | 2003-04-01 | 2004-07-28 |
| RO | Dealing in securities | 2003-04-01 | 2006-05-07 |