| KGI Asset Management Limited | RO | Asset management | 2019-02-26 | - |
| KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | - |
| RO | Dealing in securities | 2017-10-03 | - |
| KGI Asset Management Limited | Rep | Asset management | 2015-06-25 | 2019-02-26 |
| KGI ASIA LIMITED | RO | Advising on securities | 2013-03-06 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2013-03-06 | - |
| RO | Dealing in futures contracts | 2009-09-03 | - |
| KGI ASIA LIMITED | RO | Dealing in securities | 2005-06-17 | 2017-10-02 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2005-06-17 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-21 | 2005-06-17 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-21 | 2009-09-03 |
| SDHG International Securities Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-11-19 |
| RO | Advising on securities | 2003-04-01 | 2004-11-19 |
| RO | Asset management | 2003-04-01 | 2004-11-19 |
| RO | Dealing in securities | 2003-04-01 | 2005-01-21 |