| KGI Asset Management Limited | RO | Asset management | 2019-10-29 | - |
| KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | - |
| RO | Dealing in securities | 2017-10-03 | - |
| KGI Asset Management Limited | Rep | Asset management | 2015-06-25 | 2019-10-29 |
| KGI ASIA LIMITED | RO | Advising on securities | 2013-03-13 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2012-01-03 | - |
| KGI WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2010-03-08 | 2017-10-02 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2008-02-05 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-02-05 | - |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2008-02-05 | 2017-10-02 |
| Rep | Dealing in securities | 2007-10-22 | 2008-02-05 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-11-25 | 2008-02-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-25 | 2008-02-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-20 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-20 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-20 |