| KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | - |
| RO | Dealing in securities | 2017-10-03 | - |
| KGI CAPITAL ASIA LIMITED | RO | Dealing in securities | 2013-07-26 | - |
| RO | Advising on securities | 2013-04-18 | - |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-15 | 2017-09-01 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2010-03-08 | 2017-10-02 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2008-10-03 | 2013-02-22 |
| KGI ASIA LIMITED | RO | Advising on securities | 2008-10-03 | 2017-10-02 |
| RO | Dealing in securities | 2008-10-03 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-10-03 | - |
| RO | Dealing in futures contracts | 2008-10-03 | - |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2008-10-03 | 2017-10-02 |
| RO | Dealing in securities | 2008-10-03 | 2017-10-02 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2008-08-04 | 2008-10-03 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2008-08-04 | 2008-10-03 |
| Rep | Dealing in securities | 2008-08-04 | 2008-10-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-08-04 | 2008-10-03 |
| Rep | Dealing in futures contracts | 2008-08-04 | 2008-10-03 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-04 | 2008-10-03 |
| Rep | Dealing in securities | 2008-08-04 | 2008-10-03 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on futures contracts | 2007-12-18 | 2008-07-11 |
| RO | Advising on securities | 2007-12-18 | 2008-07-11 |
| RO | Dealing in futures contracts | 2007-12-18 | 2008-07-11 |
| RO | Dealing in securities | 2007-12-18 | 2008-07-11 |
| KGI ASIA LIMITED | RO | Advising on securities | 2003-12-23 | 2007-10-28 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2003-12-23 | 2007-10-28 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2003-12-23 | 2007-10-28 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-06-30 | 2007-10-28 |
| KGI ASIA LIMITED | RO | Providing automated trading services | 2003-06-26 | 2003-07-21 |
| RO | Dealing in securities | 2003-06-26 | 2007-10-28 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-06-26 | 2007-10-28 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Providing automated trading services | 2003-06-26 | 2003-07-21 |
| RO | Dealing in securities | 2003-06-26 | 2007-10-28 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-26 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-26 |
| Rep | Asset management | 2003-04-01 | 2003-06-26 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-06-26 |
| Rep | Asset management | 2003-04-01 | 2003-06-26 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-06-26 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-26 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-26 |
| Rep | Asset management | 2003-04-01 | 2003-06-26 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-26 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-26 |