| JAKOTA ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-06 | 2018-11-18 |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-09-18 | 2017-09-30 |
| RO | Asset management | 2015-09-18 | 2017-09-30 |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2015-07-14 | 2017-07-31 |
| RO | Dealing in futures contracts | 2014-08-08 | 2017-07-31 |
| FUBON SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2012-05-18 | 2014-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2012-03-01 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-24 | 2008-10-22 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-05 | 2006-07-31 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2005-07-06 | 2005-09-02 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2004-08-18 | 2005-09-02 |