Personnel Hong Kong SFC License Details (ID 84820)

Personnel Hong Kong SFC License Details (ID 84820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-01-31
	Rep	Dealing in securities	2016-07-21	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-07-21	2022-01-31
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-21	2016-07-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-08-21	2016-07-16
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-04-05	2015-08-12
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-04-05	2015-08-12
KGI ASIA LIMITED	Rep	Advising on securities	2011-10-11	2012-03-23
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-12-23	2012-03-23
KGI ASIA LIMITED	Rep	Dealing in securities	2010-09-24	2012-03-23