Personnel Hong Kong SFC License Details (ID 84824)

Personnel Hong Kong SFC License Details (ID 84824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED	Rep	Advising on securities	2025-01-03	2025-08-06
	Rep	Asset management	2025-01-03	2025-08-06
	Rep	Dealing in securities	2025-01-03	2025-08-06
Feifan Asset Management Co., Limited	RO	Advising on securities	2020-01-24	2024-02-01
	RO	Asset management	2020-01-24	2024-02-01
Nova Spectrum Capital Management Limited	Rep	Advising on securities	2017-02-01	2017-12-15
	Rep	Asset management	2016-09-20	2017-12-15
Bright Fund Management Limited	Rep	Asset management	2014-12-22	2016-07-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-07-10	2016-07-06
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2014-07-10	2016-07-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-07-10	2016-07-06
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-02-24	2014-06-24
	Rep	Dealing in securities	2014-02-24	2014-06-24
	Rep	Leveraged foreign exchange trading	2014-02-24	2014-06-24
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2013-07-02	2014-02-11
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2012-04-16	2014-02-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-04-16	2014-02-11
KGI ASIA LIMITED	Rep	Dealing in securities	2007-10-02	2012-03-27
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-02	2012-03-27