Personnel Hong Kong SFC License Details (ID 84828)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-01-28
	Rep	Dealing in securities	2010-12-08	2017-10-02
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-02-12	2010-06-22
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-05-19	2009-02-10