| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-06-18 | 2017-07-10 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-18 | 2017-07-10 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-03 |
| Rep | Asset management | - | 2004-03-03 |
| Rep | Dealing in futures contracts | - | 2009-06-06 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2004-03-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2009-06-06 |