| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-10 | 2017-10-02 |
| Yunfeng Financial Markets Limited | RO | Advising on corporate finance | 2005-05-11 | 2008-07-01 |
| RO | Advising on securities | 2005-05-11 | 2008-07-01 | |
| RO | Asset management | 2005-05-11 | 2008-07-01 | |
| RO | Providing automated trading services | 2003-10-15 | 2008-07-01 | |
| RO | Dealing in securities | 2003-10-15 | 2008-07-01 | |
| Youyu Credit Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-01 |
| Rep | Asset management | 2003-04-01 | 2003-08-01 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-01 | |
| Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-07 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-07 | |
| Rep | Asset management | 2003-04-01 | 2003-08-07 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-15 |
No HKMA registrations in the collected records.