Personnel SFC Licences and HKMA Registrations (ID 84842)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-11-25	-
KGI ASIA LIMITED	Rep	Dealing in securities	2011-08-09	2016-11-22
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-11-18	2011-07-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.