Personnel Hong Kong SFC License Details (ID 84849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-01-30
	Rep	Dealing in securities	2009-12-15	2017-10-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-07-17	2009-11-24
Hongkong Bay Securities Limited	Rep	Advising on corporate finance	-	2003-09-16
	Rep	Advising on securities	-	2003-09-16
	Rep	Asset management	-	2003-09-16
	Rep	Dealing in securities	-	2006-07-08