| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-05 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-12-23 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in securities | 2003-04-01 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in securities | 2003-04-01 | 2017-10-02 |