Chan, Sally Suet Yi 陳雪怡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-08-11	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-08-11	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-07-22
	Rep	Dealing in securities	2007-07-18	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-18	2022-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-08-11	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-08-11	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-07-22
	Rep	Dealing in securities	2007-07-18	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-18	2022-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.