Personnel Hong Kong SFC License Details (ID 84860)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2010-09-13	2013-04-10
	Rep	Dealing in securities	2010-09-13	2013-04-10
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2010-09-13	2013-04-10
	Rep	Dealing in securities	2010-09-13	2013-04-10