Personnel SFC Licences and HKMA Registrations (ID 84863)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Angel Fund Management (HK) Company Limited	RO	Advising on securities	2019-08-07	-
	RO	Asset management	2019-08-07	-
CHINA SKY SECURITIES LIMITED	RO	Advising on securities	2018-09-20	-
	RO	Dealing in securities	2018-09-20	-
	Rep	Dealing in securities	2018-08-10	2018-09-20
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-04-03
	Rep	Dealing in securities	2008-02-28	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-02-28	2018-04-03
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2006-07-10	2006-08-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2006-07-10	2006-08-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-05-29	2006-06-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-02-25	2006-06-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.