Personnel Hong Kong SFC License Details (ID 84871)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2017-10-03	2025-07-30
	Rep	Advising on securities	2013-09-23	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-18	-
KGI ASIA LIMITED	Rep	Dealing in securities	2011-02-10	2017-10-02