Personnel Hong Kong SFC License Details (ID 84876)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2017-11-27
	Rep	Dealing in securities	2010-08-16	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-16	2017-11-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2009-12-17
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-05-19	2009-12-17
Newedge Broker Limited	Rep	Providing automated trading services	2008-05-19	2009-07-31
	Rep	Dealing in futures contracts	2008-05-19	2009-07-31
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	2007-08-13	2008-04-16
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-07-18	2008-04-16
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2005-07-18	2008-04-16
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-12-04
	Rep	Asset management	-	2003-12-04
	Rep	Dealing in futures contracts	-	2003-12-05
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	-	2003-08-29
	Rep	Asset management	-	2003-08-29
	Rep	Dealing in futures contracts	-	2003-12-05
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-04
	Rep	Advising on securities	-	2003-12-04
	Rep	Asset management	-	2003-12-04
	Rep	Dealing in securities	-	2003-12-05