Personnel Hong Kong SFC License Details (ID 84886)

Personnel Hong Kong SFC License Details (ID 84886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Dealing in securities	2019-07-03	-
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-07-03	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-07-03
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-28	2017-10-02
KGI ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-04
	Rep	Advising on securities	2003-04-01	2004-06-04
	Rep	Asset management	2003-04-01	2004-06-04
	Rep	Dealing in securities	2003-04-01	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-04
	Rep	Asset management	2003-04-01	2004-06-04
	Rep	Dealing in futures contracts	2003-04-01	2019-07-03