Personnel Hong Kong SFC License Details (ID 84907)

Personnel Hong Kong SFC License Details (ID 84907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-03-31
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2017-04-05	2017-10-02
KGI ASIA LIMITED	Rep	Dealing in securities	2007-05-29	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-29	2024-03-31
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-29	2017-10-02
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-09-07	2007-05-18
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	-	2004-05-05
	Rep	Asset management	-	2004-05-05
	Rep	Dealing in futures contracts	-	2007-05-18