Personnel Hong Kong SFC License Details (ID 84908)

Personnel Hong Kong SFC License Details (ID 84908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2009-04-15	2014-05-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-15	2014-05-02
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-04-15	2014-05-02
KGI ASIA LIMITED	RO	Dealing in securities	2009-01-16	2009-04-15
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2009-01-16	2009-04-15
KGI SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2009-01-16	2009-04-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-12-17	2009-01-16
KGI ASIA LIMITED	Rep	Dealing in securities	2008-11-14	2009-01-16
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-11-14	2009-01-16
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2008-09-09	2008-09-16