| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2006-12-04 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-04 | 2025-04-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-02-16 | 2006-11-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-14 | 2006-11-17 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-03 | 2005-01-04 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-04 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-04 |
| Rep | Asset management | 2003-04-01 | 2003-08-04 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-27 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-04 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-04 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-04 |
| Rep | Asset management | 2003-04-01 | 2003-08-04 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-27 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-04 |