Personnel Hong Kong SFC License Details (ID 84916)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2006-12-04	2017-10-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-14	2006-11-17
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2004-06-18	2005-01-04
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-06-18	2005-01-04