Personnel Hong Kong SFC License Details (ID 84917)

Personnel Hong Kong SFC License Details (ID 84917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-05-18	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-05-18	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-11-30
	Rep	Dealing in securities	2009-05-11	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-11	2024-11-30
Funderstone Futures Limited	Rep	Dealing in futures contracts	2004-01-07	2009-04-30
Funderstone Securities Limited	Rep	Dealing in securities	2004-01-07	2009-04-30