| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2008-10-31 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-31 | - |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-07-21 | 2008-10-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-07-21 | 2008-10-25 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-04-01 | 2003-06-18 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-02-17 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-07-06 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-17 |
| Rep | Asset management | 2003-04-01 | 2004-02-17 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-05 |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-05 |