Personnel Hong Kong SFC License Details (ID 84924)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-30	2013-03-29
KGI ASIA LIMITED	Rep	Dealing in securities	2011-05-12	2013-03-29
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2007-06-18	2011-04-29
	Rep	Advising on securities	2004-06-28	2011-04-29