| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2017-10-03 | - | |
| Rep | Advising on securities | 2008-06-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-24 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-05-23 | 2017-10-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-23 | 2008-01-04 |
| Quam Securities Limited | Rep | Advising on securities | 2006-02-27 | 2007-02-28 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-11 | 2005-12-21 |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-08-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-10 | |
| Rep | Asset management | 2003-04-01 | 2004-08-10 |
No HKMA registrations in the collected records.