Personnel Hong Kong SFC License Details (ID 84933)

Personnel Hong Kong SFC License Details (ID 84933)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-06-19
	Rep	Dealing in securities	2016-06-23	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-06-23	2018-06-19
KGI ASIA LIMITED	Rep	Dealing in securities	2004-12-28	2016-02-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-28	2016-02-15
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2004-02-08
	Rep	Advising on securities	-	2004-02-08
	Rep	Asset management	-	2004-02-08
	Rep	Dealing in securities	-	2004-02-08
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-02-08
	Rep	Asset management	-	2004-02-08
	Rep	Dealing in futures contracts	-	2004-02-08