| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-01-02 | 2012-04-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2012-04-13 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | - | 2003-09-06 |
| Rep | Asset management | - | 2003-09-06 |
| Rep | Dealing in futures contracts | - | 2003-09-06 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2003-09-06 |
| Rep | Advising on securities | - | 2003-09-06 |
| Rep | Asset management | - | 2003-09-06 |
| Rep | Dealing in securities | - | 2003-09-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-09-06 |
| Rep | Asset management | - | 2003-09-06 |
| Rep | Dealing in futures contracts | - | 2003-09-06 |