Personnel SFC Licences and HKMA Registrations (ID 84952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2006-09-13	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-09-13	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2004-02-03	2006-09-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-02-03	2006-09-06
GET NICE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-21
	Rep	Asset management	2003-04-01	2004-01-21
	Rep	Dealing in futures contracts	2003-04-01	2004-01-21
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-21
	Rep	Advising on securities	2003-04-01	2004-01-21
	Rep	Asset management	2003-04-01	2004-01-21
	Rep	Dealing in securities	2003-04-01	2004-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.