Personnel Hong Kong SFC License Details (ID 84957)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2007-12-07	2017-08-25
	Rep	Advising on corporate finance	-	2004-06-04
	Rep	Advising on securities	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Dealing in securities	-	2017-08-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Dealing in futures contracts	-	2017-08-25