| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2009-07-06 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2025-04-23 |
| Mage Securities Limited | RO | Dealing in futures contracts | 2008-12-11 | 2009-07-02 |
| XinKong International Securities Limited | RO | Dealing in futures contracts | 2006-11-09 | 2009-07-02 |
| Rep | Dealing in futures contracts | 2006-05-15 | 2006-11-09 |
| RO | Dealing in futures contracts | 2005-09-30 | 2006-05-15 |
| Rep | Dealing in futures contracts | 2005-07-28 | 2005-09-30 |
| RO | Dealing in securities | 2005-03-08 | 2009-07-02 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2009-07-02 |
| XinKong International Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-06 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-06 |
| Rep | Asset management | 2003-04-01 | 2004-01-06 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-06 |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-08 |