| Delta Fund Management Company Limited | RO | Advising on securities | 2025-05-14 | - |
| RO | Asset management | 2025-05-14 | - |
| RO | Dealing in securities | 2025-05-14 | - |
| ESR Hong Kong Asset Management Limited (b2021-12-28) | RO | Advising on securities | 2023-02-14 | 2025-01-28 |
| RO | Asset management | 2022-08-11 | 2025-01-28 |
| Carnegie Hill Capital Partners Limited | Rep | Advising on securities | 2021-12-21 | 2022-01-27 |
| Rep | Asset management | 2021-12-21 | 2022-01-27 |
| DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2020-05-04 | 2021-11-12 |
| RO | Asset management | 2020-05-04 | 2021-11-12 |
| Rep | Advising on securities | 2020-04-14 | 2020-05-04 |
| Rep | Asset management | 2020-04-14 | 2020-05-04 |
| FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2017-08-03 | 2020-03-31 |
| RO | Asset management | 2017-08-03 | 2020-03-31 |
| Rep | Advising on securities | 2017-04-21 | 2017-08-03 |
| Rep | Asset management | 2017-04-21 | 2017-08-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-08-08 | 2017-04-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-12-03 | 2017-04-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-12-03 | 2017-04-02 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2012-05-23 | 2013-11-25 |
| Rep | Dealing in securities | 2012-05-23 | 2013-11-25 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-10-05 | 2012-05-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-05 | 2012-05-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-03-29 | 2010-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-29 | 2010-09-29 |