| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Splentide Capital Limited | RO | Asset management | 2021-08-18 | - |
| RO | Advising on securities | 2019-04-26 | - | |
| RO | Dealing in securities | 2019-04-26 | - | |
| Rep | Advising on securities | 2019-03-21 | 2019-04-26 | |
| Rep | Dealing in securities | 2019-03-21 | 2019-04-26 | |
| Rep | Asset management | 2019-03-21 | 2021-08-18 | |
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2018-01-19 | 2018-11-30 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2016-07-20 | 2018-11-30 |
| Rep | Dealing in securities | 2015-08-24 | 2016-07-20 | |
| Rep | Advising on securities | 2015-08-24 | 2018-11-30 | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-03-04 | 2013-02-21 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2010-03-04 | 2015-07-30 |
| Rep | Dealing in securities | 2010-01-18 | 2015-07-30 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-04-16 | 2015-07-30 |
| Beevest Securities Limited | Rep | Asset management | 2007-11-19 | 2008-03-21 |
| Rep | Dealing in securities | 2006-07-26 | 2008-03-21 |
No HKMA registrations in the collected records.