| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-12-10 | 2012-12-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-10 | 2012-12-20 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-19 | 2010-11-30 |