| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-02-28 |
| Rep | Dealing in securities | 2014-04-25 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-25 | 2022-02-28 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2009-05-19 | 2012-11-01 |
| Rep | Dealing in securities | 2009-04-21 | 2012-11-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-21 | 2012-11-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-01-10 | 2009-04-08 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-01-13 | 2009-04-08 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-14 | 2003-12-08 |
| Rep | Dealing in futures contracts | 2003-11-14 | 2003-12-08 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-20 |
| Rep | Asset management | - | 2003-09-20 |
| Rep | Dealing in futures contracts | - | 2003-09-20 |