| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-02-28 |
| Rep | Dealing in securities | 2005-06-24 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-24 | 2022-02-28 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-24 |
| Rep | Advising on securities | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Providing automated trading services | - | 2004-06-24 |
| Rep | Dealing in securities | - | 2005-06-17 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Dealing in futures contracts | - | 2005-06-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-24 |
| Rep | Advising on securities | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Providing automated trading services | - | 2004-06-24 |
| Rep | Dealing in securities | - | 2005-06-17 |