Personnel Hong Kong SFC License Details (ID 84989)

Personnel Hong Kong SFC License Details (ID 84989)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-08-30
	Rep	Dealing in securities	2010-12-24	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-12-24	2024-08-30
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-09-19	2004-03-02
	Rep	Dealing in futures contracts	2003-09-19	2010-12-18
CELESTIAL SECURITIES LIMITED	Rep	Providing automated trading services	2003-09-19	2004-02-19
	Rep	Dealing in securities	2003-09-19	2010-12-18
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-30
	Rep	Asset management	-	2003-05-30
	Rep	Dealing in futures contracts	-	2003-05-30