| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-02-08 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2018-02-08 | - |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-02-08 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-07-03 | 2018-02-08 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2015-03-26 | 2017-03-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2014-09-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2014-09-28 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-05 | 2014-03-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-02-17 | 2014-03-03 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-01-07 | 2014-03-03 |
| Rep | Advising on securities | 2009-12-14 | 2014-03-03 | |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-06-18 | 2009-08-31 |
| Rep | Asset management | 2009-06-18 | 2009-08-31 | |
| Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2007-12-03 | 2008-05-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-18 | 2007-11-23 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2007-11-23 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-18 | 2007-11-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | 2007-06-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-08 | 2007-06-09 |
No HKMA registrations in the collected records.