Ku, Chu Hin 古處軒 SFC Licences and HKMA Registrations (ID 84996)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-10-18	-
	Rep	Dealing in securities	2019-10-18	-
PO SANG SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-10-29	2019-08-01
	Rep	Dealing in securities	2018-10-29	2019-08-01
AIF Securities Limited	Rep	Dealing in futures contracts	2018-03-19	2018-08-14
	Rep	Dealing in securities	2018-03-19	2018-08-14
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-04-17	2018-02-28
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-04-17	2018-02-28
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-06-23	2014-10-20
	Rep	Dealing in securities	2014-06-23	2014-10-20
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2013-07-22	2014-05-30
	Rep	Dealing in securities	2013-07-22	2014-05-30
KGI ASIA LIMITED	Rep	Dealing in securities	2004-11-10	2013-07-13
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-10	2013-07-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-25
	Rep	Advising on securities	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Providing automated trading services	2003-04-01	2004-06-25
	Rep	Dealing in securities	2003-04-01	2004-11-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Dealing in futures contracts	2003-04-01	2004-11-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-25
	Rep	Advising on securities	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Providing automated trading services	2003-04-01	2004-06-25
	Rep	Dealing in securities	2003-04-01	2004-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.