| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-01-04 | 2023-03-20 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-01-04 | 2023-03-20 |
| ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2015-11-09 | 2020-07-06 |
| Rep | Advising on securities | 2015-11-09 | 2020-07-06 |
| Rep | Asset management | 2015-11-09 | 2020-07-06 |
| Open Securities Limited | Rep | Dealing in futures contracts | 2015-05-15 | 2015-08-31 |
| Rep | Dealing in securities | 2015-05-15 | 2015-08-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-04-15 | 2015-04-24 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-04-15 | 2015-04-24 |
| Open Securities Limited | Rep | Dealing in futures contracts | 2014-08-25 | 2015-04-07 |
| Rep | Dealing in securities | 2014-08-25 | 2015-04-07 |
| Interactive Brokers LLC | Rep | Leveraged foreign exchange trading | 2014-01-27 | 2014-08-09 |
| Rep | Dealing in futures contracts | 2013-10-24 | 2014-08-09 |
| Rep | Dealing in securities | 2013-10-24 | 2014-08-09 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-18 | 2013-10-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-15 | 2013-10-15 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2011-07-29 | 2013-10-15 |
| Rep | Dealing in securities | 2011-07-29 | 2013-10-15 |