Personnel Hong Kong SFC License Details (ID 85000)

Personnel Hong Kong SFC License Details (ID 85000)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	RO	Advising on futures contracts	2020-03-09	2026-07-23
	RO	Dealing in futures contracts	2020-03-09	2026-07-23
	Rep	Dealing in futures contracts	2016-05-20	2020-03-09
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-05-20	2026-07-23
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-27	2016-04-30
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-08-27	2016-04-30
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-04-16	2015-08-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-04-16	2015-08-11
KGI ASIA LIMITED	Rep	Advising on securities	2009-04-24	2012-03-30
	Rep	Dealing in securities	2009-04-24	2012-03-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-24	2012-03-30
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-03-07	2008-08-22
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2007-03-21	2008-02-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-21	2008-02-20