Personnel SFC Licences and HKMA Registrations (ID 85001)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2008-10-30	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-30	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-09-21	2008-10-18
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-05-21	2008-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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